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An Introduction to the Law on Financial Investment by Iain G. MacNeil PDF

By Iain G. MacNeil

ISBN-10: 1841134783

ISBN-13: 9781841134789

This booklet offers a wide-ranging review of the legislation and regulatory ideas acceptable to funding in monetary tools. half 1 introduces the fundamental ideas and constitution of the legislation with regards to monetary funding. It explains the criminal nature of monetary tools, the explanation for rules and the background and improvement of the approach of rules within the uk. It contains an research of the most rules and regulatory innovations brought by way of the monetary providers and Markets Act 2000. half 2 examines investments and traders, explaining the criminal nature and constitution of the most different types of monetary funding and interpreting the felony ideas and regulatory principles which are suitable to institutional funding and personal traders. half three offers with finance and governance. In essence it explains the felony mechanisms during which traders provide funds to businesses looking funding and the governance thoughts which were built to permit traders to observe investments and carry corporation administrators responsible for their activities. half four discusses how markets and marketplace contributors function and are regulated, studying the character of economic markets, their rules and the felony ideas that advertise "clean" markets.

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Divided ownership occurs when each person owns a thing that is legally distinct from other similar things. An example is a bearer security that promises to pay the bearer on demand. Each security is a thing in its own right, with rights and obligations that can be determined without reference to any other similar security. Undivided (or pro indiviso) ownership occurs when two or more people hold 19 The meaning of a ‘thing’ in this context is defined by DN MacCormick at para 1097 of the entry ‘General Legal Concepts’ in T Smith and R Black (eds) The Laws of Scotland, Stair Memorial Encyclopedia (Edinburgh, Butterworths, 1990) vol 11: Things are conceived as durable objects existing separately from and independently of persons, subject to being used, possessed, and enjoyed by persons, and thus capable of being transferred from one person to another without loss of identity.

20 Ownership of a thing can take different forms. Divided ownership occurs when each person owns a thing that is legally distinct from other similar things. An example is a bearer security that promises to pay the bearer on demand. Each security is a thing in its own right, with rights and obligations that can be determined without reference to any other similar security. Undivided (or pro indiviso) ownership occurs when two or more people hold 19 The meaning of a ‘thing’ in this context is defined by DN MacCormick at para 1097 of the entry ‘General Legal Concepts’ in T Smith and R Black (eds) The Laws of Scotland, Stair Memorial Encyclopedia (Edinburgh, Butterworths, 1990) vol 11: Things are conceived as durable objects existing separately from and independently of persons, subject to being used, possessed, and enjoyed by persons, and thus capable of being transferred from one person to another without loss of identity.

2 for a discussion of equity and fixed interest investments. 2 Financial intermediation The second factor that determines whether funds available for investment are invested is the role played by financial intermediaries. 13 They act as intermediaries in the sense that they take money from their customers and in turn provide their customers with a financial instrument (such as a deposit, unit trust, life policy or share). 14 This transformation occurs in relation to maturity and risk. The first refers to the ability of intermediaries (such as banks) to borrow short and lend long.

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An Introduction to the Law on Financial Investment by Iain G. MacNeil


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